James Raymond Newman

CFP

Org Partners

10 Years of Experience

Sells Insurance

View SEC Summary

Areas of Practice

Investment ManagementHigh Net WorthRetirement Planning

Org Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

19 advisors

Number of Clients

718 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$772.6M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

2424 La Maison Dr, Charlotte, NC, 28226

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

James is insurance licensed, but the filing does not specify the type of insurance or time commitment.

Employment History

Current Registrations

Org Partners

February 2025 - Present · 1 yr

Previous Registrations

Ameriprise Financial Services, LLC

March 2021 - January 2025 · 3 yrs 10 mos

Ameriprise Financial Services, LLCBroker

March 2021 - January 2025 · 3 yrs 10 mos

UBS Financial Services INC.

October 2015 - March 2021 · 5 yrs 5 mos

UBS Financial Services INC.Broker

September 2015 - March 2021 · 5 yrs 6 mos

State Registrations3 states

NCSCTX

Advisor

Exams

No exam information available for this advisor.