Sean Fleming
Sean Fleming is a registered investment advisor at Fleming Financial Services, based in Mesa, AZ, with 8 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 478 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
4702 E. Southern Av, Mesa, AZ, 85206
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2023Customer Dispute
March 2022Customer Dispute
January 2022Customer Dispute
January 2022Other Business ActivitiesSells Insurance
Sean hosts a weekly radio show called "My Smart Retirement" on Money Radio. He is also insurance licensed, selling life and health insurance.
Employment History
Current Registrations
Fleming Financial Services
Previous Registrations
Fleming Financial Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.