Jessica Pariser is a CFP-designated registered investment advisor at Galvin, Gaustad & Stein, LLC, based in Broomfield, CO, with 11 years of industry experience. Jessica operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 856 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Rates shown are for discretionary management. Non-discretionary management charges 1.50% up to $500K, 1.25% from $500K to $2.5M, and 1.05% from $2.5M to $5M. Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Location
11001 W. 120th Ave, Suite 400, Broomfield, CO, 80021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Galvin, Gaustad & Stein, LLC
Previous Registrations
Vanguard Advisers INC
Vanguard Marketing CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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