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Charles Austin Carazo

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
68 advisors
Number of Clients
9,489 clients
Average Client Portfolio
$487K average
Assets Under Management
$4.6B

Fee Structure

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Location

111 Veterans Blvd, Suite 1500, Metairie, LA, 70005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is an IAR of Spire Wealth Management since 2018. He also engages in independent insurance sales of fixed insurance, dedicating a few hours per week since 2016.

Employment History
Current Registrations
Spire Wealth Management, LLC
December 2018 - Present · 7 yrs 2 mos
Spire Securities, LLCBroker
October 2018 - Present · 7 yrs 4 mos
State Registrations3 states
FLLATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Charles Austin Carazo - Financial Advisor | TrueAdvisor