Neel Hasan is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 8 years of industry experience. Neel is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2301 Rosecrans Avenue, Suite 5100, El Segundo, CA, 90245-5672
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Neel is a member of Blu Lotus LLC, a real estate business, since 2010. He spends minimal time on this activity and has no responsibilities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Advisors LLCBroker
Cetera Investment Services LLC
Cetera Wealth Services, LLC
Cetera Financial Specialists LLC
Cetera Advisors LLC
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Allied Securities, INC.Broker
Institutional Cash Distributors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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