NH
CFA
NH
CFA

Neel Hasan

8 Years of Experience
El Segundo, CA
Broker

Neel Hasan is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 8 years of industry experience. Neel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2301 Rosecrans Avenue, Suite 5100, El Segundo, CA, 90245-5672

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Neel is a member of Blu Lotus LLC, a real estate business, since 2010. He spends minimal time on this activity and has no responsibilities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Cetera Financial Specialists LLCBroker
January 2022 - Present · 4 yrs 4 mos
Cetera Advisors LLCBroker
January 2022 - Present · 4 yrs 4 mos
Cetera Investment Services LLC
January 2022 - Present · 4 yrs 4 mos
Cetera Wealth Services, LLC
January 2022 - Present · 4 yrs 4 mos
Cetera Financial Specialists LLC
January 2022 - Present · 4 yrs 4 mos
Cetera Advisors LLC
January 2022 - Present · 4 yrs 4 mos
Cetera Investment Services LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2022 - June 2023 · 10 mos
First Allied Securities, INC.Broker
January 2022 - September 2022 · 8 mos
Institutional Cash Distributors, LLCBroker
October 2019 - October 2021 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2017 - November 2017 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - November 2017 · 2 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.