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Cynthia Starks
17 Years of Experience
El Segundo, CA
Broker
Cynthia Starks is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 17 years of industry experience. Cynthia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLC
February 2020 - Present · 6 yrs 3 mos
Cetera Wealth Services, LLC
February 2020 - Present · 6 yrs 3 mos
Cetera Advisors LLCBroker
February 2020 - Present · 6 yrs 3 mos
Cetera Financial Specialists LLCBroker
February 2020 - Present · 6 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2020 - Present · 6 yrs 3 mos
Cetera Investment Services LLCBroker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2020 - June 2023 · 3 yrs 4 mos
First Allied Securities, INC.Broker
February 2020 - September 2022 · 2 yrs 7 mos
Northwestern Mutual Investment Services,llc
January 2020 - February 2020 · 1 mo
Northwestern Mutual Investment Services, LLCBroker
January 2020 - February 2020 · 1 mo
National Planning Corporation ("npc of America" in Fl & Ny)
May 2012 - February 2018 · 5 yrs 9 mos
National Planning CorporationBroker
October 2006 - February 2018 · 11 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.