Mark Rothstein
Mark Rothstein is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Meridian, ID, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Meridian, ID
Get directionsHistory
Regulatory History (2)
Financial
July 2019Employment Separation After Allegations
July 2010Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including income tax preparation, investment services through Tri Star Financial Services LLC, and hosting a live radio show. He also markets and sells insurance products through Avantax Insurance Agency, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Purshe Kaplan Sterling InvestmentsBroker
Tri-Star Financial
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Mr. Money Talks
Harmoney Financial Advisors, LLC
LPL Financial Corporation
LPL Financial CorporationBroker
Sentra Securities CorporationBroker
Triple Check Financial Services, INC.Broker
E.A.C. Securities, LTD.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.