Michael Ratay is a registered investment advisor, based in Austin, TX, with 11 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Austin, TX
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Regulatory History (1)
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Customer Dispute
September 2018Denied
Employment History
Current Registrations
First Trust Portfolios L.P.
April 2017 - Present · 9 yrs 6 mos
First Trust Advisors LP
April 2017 - Present · 9 yrs 6 mos
First Trust Portfolios L.P.Broker
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - May 2017 · 2 mos
MML Investors Services, LLCBroker
March 2017 - May 2017 · 2 mos
Msi Financial Services, INC.
October 2016 - March 2017 · 5 mos
Msi Financial Services, INC.Broker
August 2015 - March 2017 · 1 yr 7 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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