Bradley Griffiths is a registered investment advisor at Xypn Sapphire, based in Whittier, CA, with 9 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 796 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.35% |
| $5.0M - $25.0M | 0.30% |
| $25M+ | 0.25% |
Fees apply to clients of advisors who are current members of XY Planning Network. Members who terminate their network membership experience a 0.05% fee increase. Fees may be negotiable based on anticipated future asset growth and account composition.
Fee Estimator
Location
Whittier, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Bradley is a sole proprietor of Hedgehog & Owl, selling retail vintage goods and providing consulting work, dedicating minimal time. He also serves as a board member for Nurturing Hope for the Nations, a charitable organization, spending a few hours per week.
Employment History
Current Registrations
Xypn Sapphire
Previous Registrations
Osaic Wealth, INC.Broker
The Ameriflex Group
Sagepoint Financial, INC.Broker
Chatterton & Associates
Royal Alliance Associates, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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