Charles Dawkins is a CFP-designated registered investment advisor, based in Hattiesburg, MS, with 10 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Hattiesburg, MS
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
July 2026 - Present · 3 mos
Empower Advisory Group, LLC
July 2026 - Present · 3 mos
Empower Financial Services, INC.
July 2026 - Present · 3 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
August 2024 - June 2026 · 1 yr 10 mos
Transamerica Investors Securities, LLCBroker
August 2024 - June 2026 · 1 yr 10 mos
Advice and Planning Services
September 2018 - July 2024 · 5 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2018 - July 2024 · 5 yrs 10 mos
Fidelity Personal and Workplace Advisors
July 2018 - September 2018 · 2 mos
Strategic Advisers LLC
January 2017 - July 2018 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
October 2015 - August 2018 · 2 yrs 10 mos
State Registrations45 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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