Liana Barone is a registered investment advisor at Herold Advisors, INC., based in Staten Island, NY, with 10 years of industry experience. Liana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 563 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Management fees are generally 1% of assets under management and are subject to negotiation with each client.
Fee Estimator
Location
1190 Hylan Blvd, Staten Island, NY, 10305
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Herold Advisors, INC.
Herold & Lantern Investments, INC.Broker
Previous Registrations
Bernard Herold & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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