Brooke Palmer is a registered investment advisor, based in Tampa, FL, with 9 years of industry experience.
Location
4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brooke operates under several DBAs for her LPL business: Bankers' Wealth Partner Strategies, Coulee Wealth Management, and Sun STEP Financial. She is also an agent for Ash Brokerage and CPS Horizon, selling non-variable insurance products, dedicating about a quarter of her time to Sun STEP Financial and a few hours per week to the others.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.