David Reiss is a registered investment advisor at R. F. Lafferty & CO., INC., based in Westport, CT, with 10 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 125 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $500K | 2.50% |
| $500K - $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.25% |
Fees are negotiable for accounts over $5,000,000.
Fee Estimator
Location
8 Wright Street 1st Floor, Westport, CT, 06824
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the board chair for First Serv Bridgeport, a non-profit urban youth program, dedicating a few hours per week. He also owns rental property and is the managing director for DPR Wealth Management, a private label entity for his securities business, which is a full-time commitment.
Employment History
Current Registrations
R. F. Lafferty & CO., INC.
R. F. Lafferty & CO., INC.
R. F. Lafferty & CO., INC.Broker
Previous Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Morgan Stanley
Morgan StanleyBroker
State Registrations7 states
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