AB
AB
Ashley Brewer
4 Years of Experience
Warsaw, IN
1 DisclosureBroker
Ashley Brewer is a registered investment advisor at Cetera Investment Advisers LLC, based in Warsaw, IN, with 4 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
202 E Center Street, Warsaw, IN, 46580
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2007Final Disposition
Other Business Activities
Ashley is a board member for Junior Achievement of Whitley County, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Services LLCBroker
June 2021 - Present · 4 yrs 11 mos
State Registrations3 states
FLINWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.