Thomas Randt is a registered investment advisor at Sparta Wealth Partners, based in Mesa, AZ, with 8 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 190 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sparta Wealth Partners' investment management fees are negotiable, but will not exceed 2.00% annually. Fees are charged monthly, either in advance or after the fact, based on the value of your account. For clients choosing a Long/Short strategy with a sub-advisor, there's a 1.00% annual asset-based fee and a 10% performance-based fee. Held away 401k accounts may have lower fees.
Location
Mesa, AZ
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Regulatory History (1)
Financial
April 2016Employment History
Current Registrations
Sparta Wealth Partners
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
T3 Trading Group, LLCBroker
Mutual of America Securities LLCBroker
Mutual of America Life Insurance CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.