James Ortega is a ChFC-designated registered investment advisor at Wells Fargo Advisors, based in Mckinney, TX, with 9 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2020 W University Dr, Mckinney, TX, 75071
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James has 100% ownership of rental property in Celina, TX since June 2023. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
PNC InvestmentsBroker
PNC Investments
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Nylife Securities LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Lincoln Financial Advisors CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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