James Haag
James Haag is a registered investment advisor at LPL Financial LLC, based in Pendleton, IN, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Pendleton, IN
Get directionsHistory
Regulatory History (4)
Financial
December 2021Financial
November 2021Financial
April 2021Financial
July 2020Other Business ActivitiesSells Insurance
James operates The Family Wealth Managers as a DBA for his LPL business and The Family Wealth Advisors for non-variable insurance. He also works as a life coach for JMH Coaching, dedicating a few hours per week to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.