James Haag
James Haag is a registered investment advisor at LPL Financial LLC, based in Pendleton, IN, with 10 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Pendleton, IN
Get directionsHistory
Regulatory History (4)
Financial
December 2021Financial
November 2021Financial
April 2021Financial
July 2020Other Business ActivitiesSells Insurance
James operates The Family Wealth Managers as a DBA for his LPL business and The Family Wealth Advisors for non-variable insurance. He also works as a life coach for JMH Coaching, dedicating a few hours per week to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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