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Marvin Rosales

PNC Wealth Management
8 Years of Experience
Peoria, AZ
1 DisclosureBroker
View SEC Summary
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Marvin Rosales is a registered investment advisor at PNC Wealth Management, based in Peoria, AZ, with 8 years of industry experience. Marvin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20263 N Lake Pleasant Rd, Peoria, AZ, 85382

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History

Regulatory History (1)
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Financial
August 2026
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
April 2024 - Present · 2 yrs 6 mos
PNC Wealth Management LLCBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2020 - March 2024 · 3 yrs 8 mos
Fidelity Brokerage Services LLCBroker
July 2020 - March 2024 · 3 yrs 8 mos
Edward JonesBroker
February 2020 - June 2020 · 4 mos
Edward Jones
February 2020 - June 2020 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - May 2019 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - May 2019 · 2 yrs 4 mos
State Registrations4 states
AZCACOPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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