James Walker is a registered investment advisor, based in Mcdonough, GA, with 6 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1600 Pennsylvania Ave, Mcdonough, GA, 30253
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Regulatory History (3)
Regulatory
February 2017Regulatory
March 2015Criminal
October 2004Other Business ActivitiesSells Insurance
James is the CEO of Strictly Business Legacy, LLC, consulting small businesses about medical plans and providing P&C insurance, dedicating nearly full-time hours to this. He is also a board member of the National Association of Health Underwriters and a real estate agent, spending minimal time and about a quarter of his time, respectively, on these activities.
Employment History
Current Registrations
American Global Wealth Management, INC.Broker
Cape Investment Advisory, INC.
Previous Registrations
Cape Securities INC.Broker
Nylife Securities LLCBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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