James Walker is a registered investment advisor, based in Mcdonough, GA, with 6 years of industry experience.
Location
1600 Pennsylvania Ave., Mcdonough, GA, 30253
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Regulatory History (3)
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Regulatory
February 2017Final
Regulatory
March 2015Final
Criminal
October 2004Final Disposition
Other Business ActivitiesSells Insurance
James is the CEO of Strictly Business Legacy, LLC, consulting small businesses about medical plans and providing P&C insurance, dedicating nearly full-time hours to this. He is also a board member of the National Association of Health Underwriters and a real estate agent, spending minimal time and about a quarter of his time, respectively, on these activities.
Employment History
Current Registrations
American Global Wealth Management, INC.Broker
January 2021 - Present · 5 yrs 3 mos
Cape Investment Advisory, INC.
July 2020 - Present · 5 yrs 9 mos
Cape Securities INC.Broker
December 2019 - Present · 6 yrs 4 mos
Previous Registrations
Nylife Securities LLCBroker
May 2019 - July 2019 · 2 mos
State Registrations29 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.