JM
JM
Joshua Morris
8 Years of Experience
Harrisonburg, VA
5 DisclosuresBrokerSells Insurance
Joshua Morris is a registered investment advisor, based in Harrisonburg, VA, with 8 years of industry experience.
Location
57 S Main Street, Suite 501, Harrisonburg, VA, 22801
Get directionsHistory
Regulatory History (5)
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Judgment / Lien
October 2024Judgment / Lien
July 2024Judgment / Lien
November 2023Judgment / Lien
October 2023Judgment / Lien
January 2023Other Business ActivitiesSells Insurance
Joshua is an agent selling non-securities related insurance and annuity products through Valley View Advisors, dedicating about 10-20% of his time. He also owns a business coaching and consulting firm, spending about 10-20% of his time coaching business owners, and is an IAR Rep with TLG Advisors Inc, spending a few hours per week on this role.
Employment History
Current Registrations
Tlg Advisors, INC.
January 2025 - Present · 1 yr 6 mos
The Leaders Group, INC.Broker
January 2025 - Present · 1 yr 6 mos
The Leaders Group, INC.
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Concourse Financial Group Advisors
August 2020 - January 2025 · 4 yrs 5 mos
Concourse Financial Group Securities, INC.Broker
July 2020 - January 2025 · 4 yrs 6 mos
MML Investors Services, LLC
June 2019 - August 2020 · 1 yr 2 mos
MML Investors Services, LLCBroker
October 2018 - August 2020 · 1 yr 10 mos
Northwestern Mutual Investment Services, LLCBroker
February 2018 - September 2018 · 7 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.