Savannah Forleo is a CFP, ChFC-designated registered investment advisor at Nbc Securities, INC., based in Louisville, KY, with 9 years of industry experience. Savannah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
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Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
9700 Park Plaza Ave., Suite 104, Louisville, KY, 40241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Nbc Securities, INC.Broker
Nbc Securities, INC.
Previous Registrations
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L.M. Kohn & CompanyBroker
PNC Investments
PNC InvestmentsBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley
Morgan StanleyBroker
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Morgan StanleyBroker
State Registrations6 states
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