James Ramsey
James Ramsey is a registered investment advisor at Ameriprise Financial Services, LLC, based in Louisville, KY, with 7 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
13151 Magisterial Dr Ste 101-A, Louisville, KY, 40223
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Regulatory History (1)
Customer Dispute
July 2024Other Business ActivitiesSells Insurance
James is an independent insurance broker with Guardian Life Insurance since 2020, selling term life insurance. He also works at Rainmaker Inc. and owns Teen Travel and Diving, spending about 10-20% of his time on the latter.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.