AQ
AQ

Andrew Quintois

8 Years of Experience
Pottstown, PA
Broker

Andrew Quintois is a registered investment advisor, based in Pottstown, PA, with 8 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Pottstown, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew coaches and referees for USA Hockey, a non-investment related activity. He spends about 10-20% of his time on this, but none during trading hours.

Employment History
Current Registrations
Sei Investments Distribution CO.
May 2019 - Present · 7 yrs 5 mos
Sei Investments Management CORP
May 2019 - Present · 7 yrs 5 mos
Sei Investments Distribution CO.Broker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Securian Financial Services, INC.
November 2018 - March 2019 · 4 mos
Securian Financial Services, INC.Broker
August 2018 - March 2019 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
June 2017 - August 2018 · 1 yr 2 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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