Nicholas Carroll
Nicholas Carroll is a CFA-designated registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
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IM Fee
Assets Under Management
Fee Structure
Location
Tampa, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Asset Management (americas) LLC
UBS Asset Management (US) INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Securities LLCBroker
State Registrations32 states
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