Casey Johansen
Casey Johansen is a registered investment advisor at Prosperity Capital Advisors, based in Schererville, IN, with 8 years of industry experience. Casey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 7,548 clients with $4.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.50% |
| $500K - $1.0M | 0.40% |
| $1.0M - $2.0M | 0.30% |
| $2.0M - $5.0M | 0.25% |
| $5M+ | 0.20% |
Fees are negotiable. Total annual fees for retail clients typically range between 0.20% and 2.0% when including advisor fees.
Fee Estimator
Location
222 Indianapolis Blvd, Schererville, IN, 46375
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Casey is a licensed insurance agent offering fixed insurance products such as life insurance, annuities, disability insurance, long-term care insurance, and Medicare supplements, dedicating a few hours per week to this activity. Casey also works with the American Financial Education Alliance (AFEA), conducting seminars to promote financial literacy, spending minimal time on this effort.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
Innovation Partners LLCBroker
Mercap Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gregory HammerProsperity Capital Advisors
- Richard DunnettProsperity Capital Advisors
- John Lyon, CFALyon Capital Management, LLC
- Gene Witt, CFPOptimized Capital LLC
- Adam Robertson, CFP, ChFCEdward Jones