JW
JW
Joshua Willard is a registered investment advisor, based in Gallatin, TN, with 7 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Gallatin, TN
Get directionsHistory
Regulatory History (1)
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Financial
June 2025Final
Other Business ActivitiesSells Insurance
Joshua is an agent for AGIA, selling non-securities insurance products since March 2025. This requires a few hours per week.
Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
July 2026 - Present · 3 mos
Transamerica Retirement Advisors, LLC
July 2026 - Present · 3 mos
Transamerica Investors Securities, LLC
July 2026 - Present · 3 mos
Previous Registrations
VALIC Financial Advisors, INC.
April 2025 - July 2026 · 1 yr 3 mos
VALIC Financial Advisors, INC.Broker
March 2025 - July 2026 · 1 yr 4 mos
Empower Financial Services, INC.Broker
December 2021 - March 2025 · 3 yrs 3 mos
Jackson National Life Distributors LLCBroker
December 2019 - February 2020 · 2 mos
J.P. Morgan Securities LLCBroker
July 2017 - October 2019 · 2 yrs 3 mos
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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