AR
CFP
AR
CFP

Ashley Richards

6 Years of Experience
Houston, TX
Broker

Ashley Richards is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

15375 Memorial Drive, Suite 350, Houston, TX, 77079

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2020 - Present · 6 yrs 1 mo
Raymond James & Associates, INC.
June 2020 - Present · 6 yrs 3 mos
Previous Registrations
Willis Johnson & Associates, INC.
August 2019 - July 2020 · 11 mos
State Registrations10 states
ARCAFLGAIAKYLAMOORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ashley Richards - Financial Advisor | TrueAdvisor