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Garrett Engman

J. W. Cole Advisors, INC.
8 Years of Experience
Lake Elmo, MN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Garrett Engman is a registered investment advisor at J. W. Cole Advisors, INC., based in Lake Elmo, MN, with 8 years of industry experience. Garrett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
31,247 clients
Average Client Portfolio
$264K average
Assets Under Management
$8.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M3.00%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10M+0.50%

Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8647 Eagle Point Blvd., Suite 1, Lake Elmo, MN, 55042

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Garrett is a partner at New Horizons BFS LLC, providing advice, insurance, annuity, financial services, investments, and financial planning, dedicating about half of his time. He is also the CEO/Owner of Engman Advisory Services LLC, an S-Corp for income/tax purposes, spending a few hours per week.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
August 2021 - Present · 5 yrs 2 mos
J.W. Cole Financial, INC.Broker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Equitable Advisors, LLC
September 2018 - July 2021 · 2 yrs 10 mos
Equitable Advisors, LLCBroker
July 2018 - July 2021 · 3 yrs
State Registrations12 states
CACOFLGAIAILINMNOHORTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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