Roy Hsu is a registered investment advisor at Evoke Financial Services, LLC, based in Seattle, WA, with 7 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 80 clients with $35M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Seattle, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roy is involved in several outside business activities, including a talent agency, design/marketing, angel conferences, real estate rentals, film production, and business consulting. None of these activities appear to be investment-related and require minimal time commitment.
Employment History
Current Registrations
Evoke Financial Services, LLC
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.