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Alejandro Alanis

7 Years of Experience
Naperville, IL
Broker

Alejandro Alanis is a registered investment advisor, based in Naperville, IL, with 7 years of industry experience.

Location

2135 Citygate Lane, 7th Floor, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pma Securities, LLCBroker
June 2022 - Present · 3 yrs 10 mos
Ptma Investment Advisors
June 2022 - Present · 3 yrs 10 mos
Pma Securities, LLC
June 2022 - Present · 3 yrs 10 mos
Previous Registrations
Thrivent Investment Management INC.
August 2021 - June 2022 · 10 mos
Thrivent Investment Management INC.Broker
December 2020 - June 2022 · 1 yr 6 mos
Pma Securities, LLCBroker
December 2018 - December 2020 · 2 yrs
Edward Jones
September 2018 - October 2018 · 1 mo
Edward JonesBroker
June 2018 - October 2018 · 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.