Seth Hamilton
Seth Hamilton is a registered investment advisor at Esi Financial Advisors, based in Amherst, NY, with 7 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
200 John James Audubon, Suite 202, Amherst, NY, 14221
Get directionsHistory
Regulatory History (3)
Financial
September 2023Financial
February 2023Financial
September 2019Other Business Activities
Seth is a tax preparer and provides tax planning services through HD Tax Solutions LLC since May 2021. This takes about 10-20% of Seth's time, including significant hours during trading hours.
Employment History
Current Registrations
Equity Services, INC.Broker
Esi Financial Advisors
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
National Asset Management, INC.
National Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.