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Elvis Rivera

J.P. Morgan Securities LLC
5 Years of Experience
Minneapolis, MN
1 DisclosureBroker
View SEC Summary
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Elvis Rivera is a registered investment advisor at J.P. Morgan Securities LLC, based in Minneapolis, MN, with 5 years of industry experience. Elvis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2903 26th Ave S, Minneapolis, MN, 55406

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History

Regulatory History (1)
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Criminal
March 2005
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
September 2026 - Present · 1 mo
J.P. Morgan Securities LLC
September 2026 - Present · 1 mo
Previous Registrations
Strategic Advisers LLC
March 2025 - July 2025 · 4 mos
Fidelity Personal and Workplace Advisors
July 2024 - March 2025 · 8 mos
Fidelity Brokerage Services LLCBroker
July 2024 - July 2025 · 1 yr
Morgan Stanley
August 2019 - August 2023 · 4 yrs
Morgan StanleyBroker
August 2019 - August 2023 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2018 - May 2019 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - May 2019 · 10 mos
State Registrations2 states
MNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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