Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
7,096 clients
Average Client Portfolio
$519K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K0.60%
$500K - $1000K0.50%
$1.0M - $2.0M0.40%
$2.0M - $5.0M0.35%
$5M+0.30%

Platform fee tier schedule is based on billable assets. PCA IARs have the discretion to charge varying fee levels for their advisor fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
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Location

30400 Detroit Road Suite 201, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Prosperity Capital Advisors
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Spc
March 2021 - April 2022 · 1 yr 1 mo
Sigma Financial CorporationBroker
June 2020 - April 2022 · 1 yr 10 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.