Joseph Pezzo
Joseph Pezzo is a registered investment advisor at Cetera Investment Advisers LLC, based in Armonk, NY, with 6 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
80 Business Park Drive Suite 207, Armonk, NY, 10504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph works as an insurance agent selling fixed insurance products since 2013, dedicating about 10-20% of his time. Since 2022, Joseph also works as an associate at Corporate Plans Retirement Strategies, a financial services firm, dedicating a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations6 states
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