Thomas Falkner
Thomas Falkner is a CFP-designated registered investment advisor at Legacy Financial Independent Advisors LLC, based in Louisville, KY, with 6 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 749 clients with $480M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.5M | 0.70% |
| $2.5M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees are negotiable at the sole discretion of the firm. Fixed annual rates or fixed fees may be charged in certain circumstances.
Fee Estimator
Location
100 Mallard Creek Rd, Suite 402, Louisville, KY, 40207
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas coaches on financial concepts at Southeast Christian Church. He is also a board member and President at Ad-Rack, Inc., a distribution services company, dedicating a few hours per week to this role.
Employment History
Current Registrations
Legacy Financial Independent Advisors LLC
Previous Registrations
First Kentucky Securities CORP
First Kentucky Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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