CP
CP

Carlos Guillermo Lopez Pierluisi

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$50K
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Location

Popular Center, 208 Ponce de Leon Ave., 4th Floor, San Juan, PR, 00918

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carlos is a full-time employee as a Manager in the Life & Retirement Practice at Popular Risk Services, a banking business. This activity is investment-related.

Employment History
Current Registrations
Popular Securities, LLC
February 2019 - Present · 7 yrs
Popular Securities, LLC
August 2018 - Present · 7 yrs 6 mos
Popular Securities, LLCBroker
August 2018 - Present · 7 yrs 6 mos
State Registrations1 state
PR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.