LG
CFP
LG
CFP

Lisa Graham

7 Years of Experience
Seattle, WA

Lisa Graham is a CFP-designated registered investment advisor at Wealthspire Advisors, based in Seattle, WA, with 7 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 9,973 clients with $34B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
237 advisors
Number of Clients
9,973 clients
Average Client Portfolio
$3.4M average
Assets Under Management
$34.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees vary based on account size, platform, and complexity, with standard rates up to 1.25% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1700 Westlake Ave N, Suite 325, Seattle, WA, 98109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa leases farm land in Montana as a sole proprietor, negotiating contracts approximately every five years. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Wealthspire Advisors
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wealthspire Advisors
December 2022 - September 2024 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
November 2021 - September 2022 · 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2021 - September 2022 · 10 mos
Morgan StanleyBroker
January 2021 - July 2021 · 6 mos
Morgan Stanley
January 2021 - July 2021 · 6 mos
Wells Fargo Clearing Services, LLC
September 2018 - November 2020 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2018 - November 2020 · 2 yrs 3 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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