Kathleen Panek-Rickerson
Kathleen Panek-Rickerson is a registered investment advisor at Total Clarity Wealth Management, INC, based in St. Charles, IL, with 6 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more. Their firm serves 996 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Total Clarity offers several investment management programs, including Vision, Value, and PreActive accounts. Fees are calculated as a percentage of the account value, billed quarterly.
- Vision and Value Accounts: Fees are based on the account value at the end of the previous quarter.
- PreActive Accounts: Fees are based on the average daily balance of the account over the previous quarter.
Fees are negotiable and may vary among advisors. The total fee for Value and PreActive accounts (advisory fee plus transaction fees) could be high compared to industry standards. There are also Vision CB and Value CB accounts with different billing schedules.
Location
525 Tyler Rd, Suite T, St. Charles, IL, 60174
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathleen is an investment advisor representative (IAR) with Total Clarity Wealth Management and its DBA, Beyond Wealth Management, spending about half her time on these activities. She also works as a tax preparer for AccuTaxPrep and Rogers Financial Group, dedicating about 10-20% of her time and minimal time, respectively.
Employment History
Current Registrations
Total Clarity Wealth Management, INC
LPL Financial LLCBroker
State Registrations20 states
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