KP
KP

Kathleen Panek-Rickerson

5 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
996 clients
Average Client Portfolio
$610K average
Assets Under Management
$607.9M

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50K2.75%
$50K - $100K2.75%
$100K - $250K2.75%
$250K - $500K2.50%
$500K - $1.0M2.00%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.75%
$5M+1.75%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

525 Tyler Rd, Suite T, St. Charles, IL, 60174

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathleen is an investment advisor representative (IAR) with Total Clarity Wealth Management and its DBA, Beyond Wealth Management, spending about half her time on these activities. She also works as a tax preparer for AccuTaxPrep and Rogers Financial Group, dedicating about 10-20% of her time and minimal time, respectively.

Employment History
Current Registrations
Total Clarity Wealth Management, INC
June 2020 - Present · 5 yrs 8 mos
LPL Financial LLCBroker
January 2020 - Present · 6 yrs 1 mo
State Registrations21 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.