TM
TM
Theresa Mangines
46 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
Theresa Mangines is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2008Settled
Customer Dispute
December 2007Settled
Customer Dispute
December 2004Settled
Other Business Activities
Theresa owns a rental property in Boca Raton, Florida, since 2014. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
January 1995 - February 2009 · 14 yrs 1 mo
UBS Financial Services INC.Broker
January 1995 - February 2009 · 14 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
October 1993 - January 1995 · 1 yr 3 mos
Smith Barney Shearson INC.Broker
July 1993 - November 1993 · 4 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
March 1988 - April 1988 · 1 mo
Drexel Burnham Lambert IncorporatedBroker
March 1983 - January 1988 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1980 - March 1983 · 3 yrs 2 mos
State Registrations23 states
CACOCTFLGAILINKYMAMDMIMNMONCNHNJNYOHPARITXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.