Theresa Mangines
Theresa Mangines is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 46 years of industry experience. Theresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2008Customer Dispute
December 2007Customer Dispute
December 2004Other Business Activities
Theresa owns a rental property in Boca Raton, Florida, since 2014. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Drexel Burnham Lambert IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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