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Theresa Mangines

46 Years of Experience
Boca Raton, FL
3 DisclosuresBroker

Theresa Mangines is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1801 North Military Trail, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Settled
Customer Dispute
December 2007
Settled
Customer Dispute
December 2004
Settled
Other Business Activities

Theresa owns a rental property in Boca Raton, Florida, since 2014. This activity requires minimal time and is investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
January 1995 - February 2009 · 14 yrs 1 mo
UBS Financial Services INC.Broker
January 1995 - February 2009 · 14 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
October 1993 - January 1995 · 1 yr 3 mos
Smith Barney Shearson INC.Broker
July 1993 - November 1993 · 4 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
March 1988 - April 1988 · 1 mo
Drexel Burnham Lambert IncorporatedBroker
March 1983 - January 1988 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1980 - March 1983 · 3 yrs 2 mos
State Registrations23 states
CACOCTFLGAILINKYMAMDMIMNMONCNHNJNYOHPARITXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Theresa Mangines - Financial Advisor | TrueAdvisor