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Brede Klefos

Sanders Morris LLC
46 Years of Experience
Houston, TX
Broker
View SEC Summary
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Brede Klefos is a registered investment advisor at Sanders Morris LLC, based in Houston, TX, with 46 years of industry experience. Brede is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 127 clients with $580M in assets under management.

Sanders Morris LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
127 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$576.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K3.00%
$500K - $1.0M2.25%
$1.0M - $2.0M1.90%
$2.0M - $5.0M1.70%
$5M+1.50%

Schedules reflect maximum total program fees for wrap fee programs. Fees are negotiable for higher asset levels. Specific platforms have varying tier structures and third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Travis, Suite 5900, Houston, TX, 77002-3003

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brede is the Honorary Title Chairman Emeritus for the U.S. Fund for UNICEF, a non-profit organization. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Sanders Morris LLCBroker
May 2017 - Present · 9 yrs 5 mos
Sanders Morris LLC
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Wunderlich Securities, INC.Broker
December 2012 - May 2017 · 4 yrs 5 mos
Wunderlich Securities, INC.
December 2012 - May 2017 · 4 yrs 5 mos
Sanders Morris Harris INC.
June 2006 - December 2012 · 6 yrs 6 mos
Sanders Morris Harris INC.Broker
June 1996 - December 2012 · 16 yrs 6 mos
Smh Capital Advisors, INC.
June 1996 - December 2006 · 10 yrs 6 mos
Smith Barney INC.Broker
July 1993 - July 1996 · 3 yrs
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
January 1980 - April 1988 · 8 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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