John Pegg is a registered investment advisor, based in New York, NY, with 5 years of industry experience.
Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
June 2025 - Present · 11 mos
Citigroup Global Markets INC.
June 2025 - Present · 11 mos
Citi Private Alternatives, LLC
June 2025 - Present · 11 mos
Citigroup Global Markets INC.Broker
June 2025 - Present · 11 mos
Citi Private Alternatives, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Thrivent Investment Management INC.Broker
April 2024 - June 2025 · 1 yr 2 mos
Vontobel Securities LTD.Broker
June 2023 - February 2024 · 8 mos
Northwestern Mutual Investment Services,llc
May 2022 - March 2023 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
May 2022 - March 2023 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2020 - October 2021 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2020 - October 2021 · 10 mos
Jpmorgan Distribution Services, INC.Broker
February 2019 - December 2020 · 1 yr 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.