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Dennis Zaderaka

Sequent Planning, LLC
42 Years of Experience
Phoenix, AZ
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Dennis Zaderaka is a registered investment advisor at Sequent Planning, LLC, based in Phoenix, AZ, with 42 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 6,015 clients with $590M in assets under management.

Sequent Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
6,015 clients
Average Client Portfolio
$98K average
Assets Under Management
$589.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Sequent Planning sets an annual fee cap of 1.75%. Individual investment adviser representatives have discretion to set fees within this limit, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Phoenix, AZ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Financial
November 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dennis works in sales, focusing on life insurance and annuities. This activity takes about half of his time.

Employment History
Current Registrations
Sequent Planning, LLC
January 2026 - Present · 9 mos
Previous Registrations
Zaderaka, Dennis
January 2025 - December 2025 · 11 mos
The Bottom Line Wealth Management LTD.
July 2021 - December 2022 · 1 yr 5 mos
Sharpepoint, LLC
July 2020 - September 2020 · 2 mos
Securities America, INC.Broker
November 2016 - June 2019 · 2 yrs 7 mos
Securities America Advisors, INC.
November 2016 - June 2019 · 2 yrs 7 mos
Crown Capital Securities, L.P.Broker
August 2015 - September 2016 · 1 yr 1 mo
Crown Capital Securities, L.P.
August 2015 - September 2016 · 1 yr 1 mo
Cambridge Investment Research, INC.Broker
June 2013 - August 2015 · 2 yrs 2 mos
Cambridge Investment Research Advisors, INC.
June 2013 - August 2015 · 2 yrs 2 mos
Ing Financial Partners, INC.Broker
October 2012 - June 2013 · 8 mos
Ing Financial Partners, INC
October 2012 - June 2013 · 8 mos
Cambridge Investment Research Advisors, INC.
June 2012 - October 2012 · 4 mos
Infinite Orchards LLC
November 2011 - June 2012 · 7 mos
Cambridge Investment Research Advisors, INC.
January 2011 - December 2011 · 11 mos
Cambridge Investment Research Advisors, INC.
March 2005 - December 2010 · 5 yrs 9 mos
Cambridge Investment Research, INC.Broker
April 2004 - October 2012 · 8 yrs 6 mos
Cambridge Investment Reserarch, INC.
April 2004 - March 2005 · 11 mos
Ing Financial Partners, INC
February 2003 - April 2004 · 1 yr 2 mos
Ing Financial Partners, INC.Broker
October 2001 - April 2004 · 2 yrs 6 mos
Ameritas Investment CORP.Broker
January 2001 - October 2001 · 9 mos
Washington Square Securities, INC.Broker
February 1998 - December 2000 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - February 1998 · 1 yr
Royal American Investment Services, INC.Broker
August 1994 - February 1997 · 2 yrs 6 mos
Gs2 Securities, INC.Broker
February 1989 - August 1994 · 5 yrs 6 mos
Mutual Service CorporationBroker
February 1988 - December 1988 · 10 mos
B & a Securities CorporationBroker
December 1985 - December 1987 · 2 yrs
Dain, Bosworth IncorporatedBroker
January 1985 - December 1985 · 11 mos
Shearson Lehman/american Express INC.Broker
March 1983 - January 1985 · 1 yr 10 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1980 - April 1983 · 2 yrs 4 mos
Northwest Capital Investment CorporationBroker
March 1980 - January 1981 · 10 mos
State Registrations1 state
AZ
Advisor

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Exams
No exam information available for this advisor.
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