CC
CC
Caroline Carpenter is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 North Tampa Street, Suite 3000, Tampa, FL, 33602
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Regulatory History (1)
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Criminal
February 2016Final Disposition
Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 4 yrs
Morgan StanleyBroker
September 2022 - Present · 4 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2021 - June 2022 · 10 mos
Raymond James Financial Services, INC.Broker
June 2021 - June 2022 · 1 yr
State Registrations47 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.