CD
CD

Christopher Duffy

5 Years of Experience
Tampa, FL
2 DisclosuresBroker

Christopher Duffy is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4050 West Boy Scout Boulevard, Tampa, FL, 33607

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History

Regulatory History (2)
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Financial
May 2019
Final
Financial
February 2018
Final
Other Business Activities

Christopher is a sole proprietor/owner of a construction/engineering business in Land O Lakes, Florida, since February 2023. He spends a few hours per week on accounting/bookkeeping, business development/growth, check signing/funds disbursements, administrative tasks, customer service, and labor/service.

Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 8 mos
Morgan StanleyBroker
December 2020 - Present · 5 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.