Christopher Duffy is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 5 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
100 North Tampa Street, Suite 3000, Tampa, FL, 33602
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Regulatory History (2)
Financial
May 2019Financial
February 2018Other Business Activities
Christopher is a sole proprietor/owner of a construction/engineering business in Land O Lakes, Florida, since February 2023. He spends a few hours per week on accounting/bookkeeping, business development/growth, check signing/funds disbursements, administrative tasks, customer service, and labor/service.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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