Philip Stein is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4890 West Kennedy Boulevard Suite 700, Tampa, FL, 33609
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008Denied
Other Business Activities
Philip is a sole proprietor/owner in Tampa, Florida since August 2021. This administrative activity is investment-related and does not take up any time during or after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
UBS Financial Services INC.
October 2000 - August 2007 · 6 yrs 10 mos
UBS Financial Services INC.Broker
October 2000 - August 2007 · 6 yrs 10 mos
Raymond James & Associates, INC.Broker
August 1995 - November 2000 · 5 yrs 3 mos
State Registrations33 states
AZCACOCTDCDEFLGAIDILINKSMAMDMIMOMSMTNCNENJNMNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.