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Arnold Blumenfeld

Ameriprise Financial Services, LLC
46 Years of Experience
Westport, CT
1 DisclosureBroker
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Arnold Blumenfeld is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westport, CT, with 46 years of industry experience. Arnold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 Wright St, Fl 1st, Westport, CT, 06880-3115

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLC
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2009 - November 2017 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLC
July 2009 - November 2017 · 8 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2009 · 2 mos
Citigroup Global Markets INC.
October 2005 - June 2009 · 3 yrs 8 mos
Citigroup Global Markets INC.Broker
March 2001 - June 2009 · 8 yrs 3 mos
First Union Securities, INC.Broker
October 1999 - March 2001 · 1 yr 5 mos
First Union Capital Markets CORP.Broker
August 1995 - October 1999 · 4 yrs 2 mos
Gruntal & CO. IncorporatedBroker
October 1985 - August 1995 · 9 yrs 10 mos
Jii Securities INC.Broker
April 1985 - October 1985 · 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1981 - January 1985 · 3 yrs 8 mos
Thomson Mckinnon Securities INC.Broker
April 1980 - August 1981 · 1 yr 4 mos
J. B. Hanauer & CO.Broker
July 1979 - March 1980 · 8 mos
State Registrations16 states
CACOCTFLLAMDNCNJNYOHPARISCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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