David Janny
David Janny is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westport, CT, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
10 Wright St, Fl 1st, Westport, CT, 06880-3115
Get directionsHistory
Regulatory History (8)
Customer Dispute
October 2024Customer Dispute
February 2024Customer Dispute
November 2023Customer Dispute
March 2018Customer Dispute
April 2014Customer Dispute
January 2011Customer Dispute
November 2009Customer Dispute
November 2008Other Business Activities
David acts in a fiduciary capacity, such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.