David Caterisano
David Caterisano is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 2 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
68 S Service Rd Ste 200, [C1-Rbo], Melville, NY, 11747
Get directionsHistory
Regulatory History (2)
Financial
June 2022Financial
May 2022Other Business Activities
David works in junior support for a Major League Baseball organization in New York, NY. This non-investment related activity takes about 10-20% of his time, but no time is spent during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
LPL Enterprise, LLCBroker
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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