DP
DP

Dennis Persky

46 Years of Experience
Chesterfield, MO
4 DisclosuresBroker

Dennis Persky is a registered investment advisor at Ameriprise Financial Services, LLC, based in Chesterfield, MO, with 46 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

14755 N Outer 40 Rd, Ste 500, Chesterfield, MO, 63017

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004
Closed-No Action
Regulatory
May 2004
Final
Customer Dispute
October 2002
Settled
Employment Separation After Allegations
September 2002
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2015 - Present · 11 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Ameriprise Financial Services, LLC
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
October 2002 - June 2015 · 12 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
October 2002 - June 2015 · 12 yrs 8 mos
UBS Painewebber INC.
March 2000 - October 2002 · 2 yrs 7 mos
UBS Painewebber INC.Broker
March 2000 - October 2002 · 2 yrs 7 mos
Prudential Securities IncorporatedBroker
December 1981 - March 2000 · 18 yrs 3 mos
Dean Witter Reynolds INC.Broker
May 1980 - January 1982 · 1 yr 8 mos
State Registrations16 states
AZCACOFLILLAMONJNVNYOHORTXUTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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