Steven Mais is a registered investment advisor at The Chartist, based in Long Beach, CA, with 40 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 426 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $750K | 0.85% |
| $750K - $1000K | 0.75% |
| $1M+ | 0.65% |
The Chartist may waive quarterly management fees for any given management program at any time. The Chartist reserves the right to enter into contracts with clients that may result in fees that are less than the standard fee schedule.
Fee Estimator
Location
6621 E. Pacific Coast Hwy. #240, Long Beach, CA, 90803
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Chartist
Previous Registrations
The Chartist
Prudential-Bache Puerto Rico INC.Broker
Prudential Securities IncorporatedBroker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.